AMC Creation for Advisors

ADVISORS

Actively Managed Certificate Integration

Manage your AMC strategy directly through your IBKR Account with integrated access to leading European issuers.

What is an Actively Managed Certificate (AMC)?

An Actively Managed Certificate is a bankable structured financial note that packages an actively managed investment strategy into a singe tradable security. It allows managers to adjust the underlying portfolio dynamically without needing to launch a traditional investment fund. Each AMC carries its own ISIN (International Securities Identification Number), making it tradable like any listed security across multiple markets and jurisdictions.

Advisors can manage the underlying AMCs portfolio directly through your existing Registered Investment Advisor (RIA) Account at IBKR.

How to Connect to an AMC Provider

1

Select Provider

2

Complete Application with Provider

3

Provider Reviews Application

4

AMC Sub-Account Added to IBKR RIA Account

5

Start Trading

Supported AMC Providers

German-Based Issuer with Luxembourg Vehicles

Opus by Chartered Investment combines European AMC issuance expertise with the operational capabilities required to run actively managed products efficiently at scale.

Jurisdiction

Luxembourg (Opus Chartered Issuances S.A.)

Deployment

Typically 5 business days

Base Pricing

All-in price, depends on configuration

Highlights

Luxembourg structure
Low management setup
Cross-border distribution

Swiss securitization specialist

GenTwo is a Swiss securitization specialist offering the most cost-efficient and rapid AMC creation on the market. With AI-supported KYC/AML and automated product creation, launch your AMC in as little as 30 minutes.

Jurisdiction

Guernsey, Cayman, Luxembourg

Deployment

30 minutes with automated platform

Base Pricing

From CHF 5,000 + 10 bps per year

Highlights

Fast deployment
Cost efficiency
Automated lifecycle management

To access AMC Creation, you must be a Registered Investment Advisor with IBKR operating through Interactive Brokers (U.K.) Limited, Interactive Brokers Ireland Limited or Interactive Brokers (U.K.) Limited (DIFC Branch).

Eligibility Requirements

Actively Managed Certificates involve significant risks. You should be aware of the following before proceeding:

Market Risk: The value of your AMC will fluctuate based on underlying holdings

Liquidity Risk: AMCs may not be readily tradable in secondary markets

Counterparty Risk: Exposure to the creditworthiness of the issuing entity

Regulatory Risk: Changes in regulations may impact AMC structures

Concentration Risk: Depending on strategy, portfolios may be concentrated

AMCs are suitable only for sophisticated investors who fully understand these risks. Consult with qualified legal and tax advisors before proceeding. Past performance is not indicative of future results.

Frequently Asked Questions

The timeline depends on your chosen provider. Once created, the AMC will be opened as a sub-account in your IBKR portal. Please note you must have an open and operational RIA Master Account to allow for the opening and onboarding of AMC accounts underneath.

For the full setup cost for an AMC, please contact and liaise with the AMC issuer. Standard IBKR trading commissions and fees apply to all transactions within the AMC account.

The AMC issuers can offer a variety of issuing jurisdictions. Please contact the AMC issuer for more information.

Once your AMC application is approved and processed by the provider:

  1. The provider creates an IBKR account for the AMC
  2. This account is automatically linked to your RIA Master account as a sub-account
  3. You gain immediate visibility and management access through your existing IBKR portal
  4. No additional login credentials are required

The sub-account structure allows you to manage multiple AMCs from a single dashboard while maintaining separate accounting and reporting for each product.

AMC providers offer full access to IBKR's global trading capabilities:

  • 175 + markets worldwide
  • Stocks, options, futures, forex, bonds, and funds
  • Direct market access with IBKR's SmartRouting technology
  • No separate issuer vehicle or intermediary layer

Your AMC operates as a standard IBKR account with complete trading functionality.

Standard IBKR Features:

  • Real-time portfolio reporting
  • Daily statements and confirmations
  • Tax reporting and documentation
  • Activity statements and flex queries

Yes, you can create multiple AMCs with either or both providers. Each AMC:

  • Receives its own unique ISIN
  • Appears as a separate sub-account in your IBKR portal
  • Maintains independent portfolio management and reporting
  • Can follow different investment strategies

This allows you to offer multiple products to your clients or test different strategies simultaneously.

IBKR Support:

  • Technical assistance with platform integration
  • Account management and access issues
  • General trading and platform questions

Provider Support:

  • Each provider has dedicated support for their AMC products
  • Structure-specific questions and compliance guidance
  • Product lifecycle management

Contact information is provided during the application process.